越南證券市場概況

1、 越南市場概況目錄一、越南證券交易市場概況3二、胡志明證券交易所3Current listing scale4胡志明證券交易所主要上市公司一覽4胡志明證券交易所所有上市公司列表（2009-06-30）（市值以新臺幣計(jì)）5三、河內(nèi)交易所12Current Market Scale12Listed requirements12河內(nèi)交易所主要上市公司一覽13河內(nèi)交易所所有上市公司列表（2009年12月20日）（市值以越南盾計(jì)）14一、越南證券交易市場概況越南有8700萬人口，在世界名列第13位，也算得上是一個人口大國，特別是相對于其33萬平方公里的國土面積來說，自1986年實(shí)行改革開發(fā)以來，越南經(jīng)濟(jì)

2、快速增長，增長率在東南亞國家中位居榜首，在東亞國家中僅次于中國。市場潛力和較為穩(wěn)定的政治環(huán)境使越南吸引了大量FDI，2007年吸引外資超過178億美元，越南的人均GDP在2007年達(dá)到U$835。越南證券市場也在極其快速的增長，在胡志明和河內(nèi)交易所掛牌的上市公司數(shù)量達(dá)到286家(河內(nèi)133家，胡志明153家)，市值超過600億人民幣。有84家證券公司和18家基金管理公司，但99%的交易賬戶是個人賬戶，個人投資者貢獻(xiàn)了70%的交易量，以外資和合資為主的機(jī)構(gòu)貢獻(xiàn)了30%的交易量。越南股市的保證金由4家外資銀行和2家本地銀行托管。越南法律對外資比例有限制，外資在金融企業(yè)最大持股比例為30%，其他行業(yè)

3、為49%，目前外資在已上市公司中持有比例平均為25%-30%，上市公司中有15家已經(jīng)達(dá)到最大限度。越南股市目前采用T+3制度，日漲跌幅限制為河內(nèi)交易中心10%、胡志明交易中心5%，但因?yàn)榻衲暌詠砉墒械拇蠓碌ǔ^40%），已經(jīng)將漲跌幅限制改為2%和1%。越南股市交易市場分為河內(nèi)(HASTC)和胡志明交易所(HOSTC)，以及OTC市場。越南股市交易時間為每周一至周五，每天四場交易。其中第一盤和第三盤為定期撮合，第二盤為連續(xù)撮合，第四盤則為大額議價(交易量20000股以上)，但大宗交易漲跌幅依然受當(dāng)天上下5%。下單的種類分為限價單(Limitorder，LO)和市價單(Marketprice，

4、MP)兩種，惟一不同的是第一盤與最后一盤成交價分別為開盤價(attheopeningorder單，ATO)和收盤價(attheclosingorder，ATC)，兩種下單方式都優(yōu)于限價單，且僅分別于第一、三盤有效。投資人下單僅于第二盤可以取消，其他未成交之委托單必須等至該盤收盤自動取消之。僅賣單可以延續(xù)繼續(xù)生效至下一盤。截止2009年11月30日，越南股市市值為669萬億越盾（約390億美元），相當(dāng)于2008年GDP的55%。比2008年底市值225萬億越盾（約131億美元），增長了2倍。目前越南共有105家證券公司，46家基金公司，382家外國投資基金參與股市經(jīng)營活動。股票交易戶共73萬，比

5、2008年底增加18萬戶。二、胡志明證券交易所胡志明市證券交易中心是胡志明市駐證券交易所。1997年成立。本所為越南第一證券交易所。2006末年，總市場資本化140億，占越南GDP百分之22%。胡志明市證券交易中心位于胡志明市中心郡，正式地于2000年6月20日開幕，2000年6月28日開始進(jìn)行買賣。根據(jù)越南證券律(從2007年1月1日起效力)，在越南經(jīng)營的證券公司必須有條例資本2000億越南盾(USD 12.5 million)。Current listing scale ALLSTOCKSIFCsBONDSOTHERTotal Listed Shares(1 share)263.

6、00194.004.0065.000.00Percent (%)100.0073.761.5224.710.00Listed Volume(1000 shares)9,452,904.639,061,433.80252,055.53139,415.300.00Percent(%)100.0095.862.671.470.00Listed Value(mil. VND)107,076,422.8190,614,338.012,520,555.3013,941,529.500.00percent (%)100.0084.632.3513.020.00胡志明證券交易所主要上市公司一覽1人民幣（RMB

7、）約合26002700越南盾（VND）代碼公司名稱行業(yè)市值(M VND)流通股數(shù)價格(in thousands of VND)PEEPSBMI保明保險（BMI）保險1,615,7007550000021.414.51430DHG后江藥品醫(yī)藥1,010,00020000000101166473DPM越南石油肥料化學(xué)（PVFCCO）塑化12,616,00038000000033.2142425DPR東福橡膠股份公司（DORUCO）橡膠種植1,952,0004000000048.8301638FPTFPT科技科技6,464,68013978781870252822GMD運(yùn)輸聯(lián)合代理（GEMADEPT

8、）航運(yùn)3,185,0004750000070342082HPG和發(fā)集團(tuán)（Hoa Pha）綜合7,128,00019636399854301826ITA新造工業(yè)區(qū)股份公司（ITACO）房地產(chǎn)3,426,94613590694729.830984KDC京都食品（KINH DO）食品2,678,898571148765796218PPC法來熱電電力5,643,86532623500017.320865PVD越南石油鉆探公司油電6,498,26013216750459381569PVT油氣運(yùn)輸股份公司航運(yùn)943,20014760000013.113597REE冷機(jī)電股份公司機(jī)電2,294,848810

9、4313139.945878SJS駝河都市與工業(yè)區(qū)發(fā)展投資公司房地產(chǎn)3,060,0006533333376.5126603SSI西貢商業(yè)銀行金融10,045,00031321413373.519.83760VICVincom股份聯(lián)營公司房地產(chǎn)11,100,00011998315592.5193479VNM越南牛奶食品12,269,29617527566970342079VPLVinpearl旅游貿(mào)易旅游4,420,00010000000044.275593VSH永山水力發(fā)電電力2,430,00013749425716.240540數(shù)據(jù)截止2009年12月21日胡志明證券交易所所有上市公司列表（

10、2009-06-30）（市值以新臺幣計(jì)）三、河內(nèi)交易所Hanoi Stock Exchange (HNX) was established by the Decision no. 01/2009/Q-Ttg dated January 02, 2009 by the Prime Minister of Vietnam on the grounds of transforming and restructuring Hanoi Securities Trading Centre. Hanoi Securities Trading Centre (HASTC), which was founded

11、 in compliance with Decision No.127/1998/Q-TTg dated July 11, 1998, has gone live since 2005 with organizing share auctions, bond biddings as well as providing a secondary market for both stocks and bonds as major activities. For 4 years of operation, HASTC has seen robust development in market scal

12、e, trading volume, number of members, and become a stock exchange attracting the interest of enterprises and investors. In 2008, HASTC was awarded Third-Rank Labor Medal by the State for outstanding achievements in the development of the stock market, making considerable contributions to the Sociali

13、sm construction and national defense. 河內(nèi)證券交易所總部位于越南河內(nèi)市，在2005年3月成立，目前主要投資股票及債券市場，是自從胡志明市證券交易所成立后以來，成立第二家證券交易所。在河內(nèi)證券交易中心掛牌上市的公司，相比胡志明市證券交易所上市的公司，規(guī)模較小、門檻也較低，有點(diǎn)類似于中國的深圳中小板，但和深交所不同的是，河內(nèi)證券交易中心股票交易的比例只有36%，64%是債券交易（政府債券占86%，市政債券6%，企業(yè)債券只占8%），而且官方批準(zhǔn)的OTC市場也設(shè)在河內(nèi)證券交易中心。在越南個人可以設(shè)立證券公司，但證券承銷業(yè)務(wù)要求較高的門檻，一般只有國有證券公司能開展

14、。Current Market ScaleListed requirements For stocks:     - Being a joint stock company having the minimum charter capital at VND 10 billion calculated at book value at the time of application for listing;      - Business operations in the year immediately

15、 preceding the year of registration for listing must have been profitable, there must not be no debts which have been overdue for more than one year, and all financial obligations to the State must have been discharged;     - At least 100 shareholders must own voting shares in th

16、e company;      - Shareholders being members of the Board of Directors, Supervisory Board, the Manager or General Manager, the Deputy Manager or Deputy General Manager and the Chief Accountant of the company must commit to hold 100% of the shares they own for a period of 6 months

17、 from the listing date and 50% of this number of shares for the following 6 months.For corporate bonds:     - Being a joint stock company, limited liability company or State owned enterprise having the minimum charter capital at VND 10 billion calculated at book value at the time

18、 of application for listing;      - All bonds of one issue must have the same maturity date. For Government bonds, bonds underwritten by the Government and municipal bonds: listed at HASTC pursuant to the request of bond issuer.河內(nèi)交易所主要上市公司一覽CodeCompany NameIndustry上市交易日Total

19、 assets（億越南盾）Market Value(億越南盾)Price(千越南盾)PEPBEPSACBAsia Commercial BankFinance2006.11446450約171.7億元100731約38.7億元38.48.61.304321BVSBaoViet Securities CompanyFinance2006.1212963約4.9億元13725約5.2億元30.440.41.28858SHBSai Gon - Hanoi Commercial Joint Stock BankBanking2009.0411550約4.4億元23.123.1-973PVIPetrov

20、ietnam InsuranceInsurance2007.0826405約10.1億元25.521.9-1244CTSVietinbank SecuritiesSecurity2009.0714297約5.4億元18.1-SHSSaigon - Hanoi Securitities JSCSecurity2009.0611579約4.4億元28.2-BCCBimSon Cement JSCConstruction2006.1111250約4.3億元12.55.11.092258BTSButSon Cement JSCConstruction2006.1223457約9億元11087約4.5億

21、元12.28.61.071385PVXPetro Vietnam Construction Joint Stock CorporationConstruction2009.0835250約13.5億元23.519.4-1272VCGVietnam Construction and Import-Export Joint Stock CorporationConstruction2008.0958194約22.3億元38.831.4-1330河內(nèi)交易所所有上市公司列表（2009年12月20日）（市值以越南盾計(jì)）Average value on: 21/12/2009NoStock CodeCom

22、paniesCharter CapitalFirst Trading DateTotal Market ValueIndustry1ACBAsia Commercial Bank2,630,059,960,00021/11/200610,073,129,685,100Finance2AGCAn Giang Coffee JSC83,000,000,00005/01/200994,620,000,000Agriculture3ALTALTA COMPANY49,339,050,00027/07/2009134,202,216,000Services4B82482 Joint Stock Comp

23、any15,000,000,00017/03/2008 Construction5BBSButSon Cement Packing JSC30,000,000,00028/12/2005 Construction6BCCBimSon Cement JSC900,000,000,00024/11/20061,125,000,000,000Construction7BEDDanang Books and School Equipment JSC30,000,000,00021/10/2009 Education8BHCBien Hoa Concrete JSC45,0

24、00,000,00015/05/2009 Construction9BHVViglacera BaHien JSC10,000,130,00021/11/2006 Construction10BKCBac Kan Mineral Joint Stock Corporation37,483,000,00018/08/200980,213,620,000Minerals11BLFBac Lieu Fisheries JSC50,000,000,00002/06/2008 Aquatic products12BPCBimson Packing Company38,000

25、,000,00008/06/200977,520,000,000Packaging13BSTBinh Thuan Book and Equipment JSC11,000,000,00018/12/2008 School equipment14BTHHa Noi Transformer Manufacturing and Electric Material Joint Stock Company30,000,000,00004/01/200836,600,000,000Electronic equipment15BTSButSon Cement JSC908,801,600,0000

26、5/12/20061,108,737,952,000Construction16BVSBao Viet Securities Company451,500,000,00018/12/20061,372,560,000,000Finance17BXHHaiphong Cement Packing Joint-Stock Company30,000,000,00025/11/2009 Cement Packing Production18C92Construction and Investment JSC No. 49212,000,000,00019/11/2007 Cons

27、truction19CANHalong Canned Food JSC50,000,000,00012/06/2009 Seafood20CAPYen Bai Agro-forestry products and Foodstuff Corporation11,000,000,00009/01/2008 Foodstuff21CCMCan Tho Cement JSC27,500,000,00018/09/200882,500,000,000Cement22CDCChuong Duong Corporation64,657,150,00001/11/2007257,335,

28、457,000Construction23CICCOTEC Investment and Construction JSC27,185,960,00029/12/2006 Construction24CIDConstruction and Infrastructure Development JSC10,820,000,00014/07/2005 Construction25CJCCentral Area Electrical Mechanical JSC20,000,000,00014/12/2006 Electricity26CMCCMC Investment

29、 JSC3,040,000,00011/12/2006 Industry27CSCThanh Nam construction and investment Join Stock Company25,000,000,00004/11/200990,000,000,000Construction and real estate28CTBHai Duong Pump Manufacturing JSC17,143,300,00010/10/2006 Industry29CTCGia Lai Culture - Tourism JSC23,762,000,00018/07/200

30、8 Tourism30CTMVINAVICO investment, construction and mining JSC26,778,000,00007/08/200963,196,080,000Construction31CTNUnderground Works Construction JSC48,850,000,00020/12/2006 Construction32CTSVietinbank Securities789,934,000,00031/07/20091,413,981,860,000Securities33CVTCMC Joint Stock Com

31、pany40,000,000,00005/11/200958,800,000,000Construction34DACViglacera Dong Anh JSC10,049,740,00020/09/2006 Construction35DADDa Nang Education Development and Investment JSC50,000,000,00019/08/2009 Education36DAEEducational Book JSC In Da Nang City14,986,800,00028/12/2006 Publishing37DB

32、CDABACO Vietnam Corporation188,166,600,00018/03/2008 Agricultural products38DBTBen Tre Pharmaceutical Joint Stock Company30,000,000,00030/10/200982,800,000,000Pharmaceuticals39DC4DIC No.4 Joint Stock Company21,399,960,00003/11/200850,931,904,800Construction40DCSDai Chau Joint Stock Company27,24

33、4,780,00017/12/200755,579,351,200Trade and Service41DHIDien Hong Printing JSC13,831,800,00004/12/2006 Publishing42DHTHa Tay Pharmaceutical JSC41,226,020,00003/12/2008 Pharmaceuticals43DIDDIC- DONG TIEN JOINT STOCK COMPANY25,000,000,00010/12/200945,762,960,000Construction44DNPDongNai Plasti

34、c Construction JSC34,276,370,00030/06/200962,040,229,700Plastics45DPCDa Nang Plastic JSC22,372,800,00010/06/2009 Plastics46DSTNam Dinh Educational Book and Equipment JSC10,000,000,00016/10/2007 Education47DTCViglacera Dong Trieu JSC10,000,000,00025/12/2006 Construction48DXPDoan Xa Por

35、t Joint Stock Company52,500,000,00008/06/2009 Transport,services and supplying warehouses49DZMDzi An Manufacturing Public Limited Company25,000,000,00011/06/2009 Mechanical engineering50EBSEducational Book JSC in Hanoi City25,548,710,00021/12/200633,724,297,200Publishing51ECIEducation cart

36、ography and illustration JSC18,600,000,00016/06/200917,856,000,000Publishing52EFIEducation financial investment JSC35,700,000,00030/09/200962,118,000,000Education53EIDHanoi Education Development and Investment JSC80,000,000,00011/08/2009 Education54GGGGiaiPhong Motor JSC64,500,000,00012/10/2009

37、80,625,000,000Mechanics55GHAHai Au Paper JSC12,894,800,00014/07/200538,555,452,000Consumer goods56GLTGlobal Electrical Technology Corporation63,757,790,00026/11/2009 Electricity57HADHanoi Hai Duong Beer JSC40,000,000,00027/10/2009 Beverage58HAIH.A.I JSC144,999,980,00027/12/2006 Agricu

38、ltural production59HBDBinh Duong PP Pack Making Joint Stock Company15,350,000,00015/06/2009 Packing60HBEHa Tinh Book and Educational Equipment JSC11,973,180,00022/02/2008 Education61HCCHoa Cam Concrete Joint Stock Company16,228,020,00024/12/2007 Concrete production62HCTHai Phong Cemen

39、t Transport & Trading JSC2,016,385,00027/11/2007 Transport63HEVHIGHER EDUCATIONAL AND VOCATIONAL BOOK10,000,000,00011/12/2007 Publishing64HGMHa Giang Mineral and Mechanics joint stock company60,000,000,00021/12/2009 Mineral65HHCHaiha Confectionery JSC54,750,000,00020/11/2007117,16

40、5,000,000Confectionery66HJSNam Mu Hydropower JSC60,000,000,00020/12/2006 Electricity67HLCHaLam - TKV Coal JSC93,000,000,00005/03/2009171,120,000,000Mineral68HLYViglacera Ha Long I JSC10,000,000,00025/12/200635,000,000,000Construction69HNMHanoimilk JSC70,495,000,00027/12/2006 Food productio

41、n70HOMHoang Mai Cement JSC720,000,000,00009/07/2009957,600,000,000Cement71HPCHaiphong Securities JSC112,817,800,00015/12/2006212,097,464,000Finance72HPSHoa Phat Construction Stone JSC15,652,500,00025/12/2006 Construction73HSCHacinco JSC5,800,000,00014/07/2005 Services74HTPHoaphat Textbook

42、Printing JSC12,600,000,00014/12/2006 Publishing75HUTTasco JSC55,000,000,00011/04/2008132,000,000,000Construction76HVTViet Tri Chemicals JSC44,387,130,00008/05/200963,473,595,900Chemicals77ICGSong Hong construction JSC150,000,000,00021/04/2009330,000,000,000Construction78ILCInternational Labor a

43、nd Services JSC40,740,520,00026/12/2005 Services79KKCProduce and Trading Metal JSC52,000,000,00021/08/2008123,240,000,000Industrial production80KLSKim Long Securities Corporation315,000,000,00028/01/2008698,820,000,000Securities81KMFMirae Fiber JSC103,830,540,00014/12/2007 Fiber production

44、82L18Investment and Construction JSC No.1835,000,000,00023/04/2008 Construction83L43LILAMA 45.3 Joint Stock company35,000,000,00011/06/2008 Construction84L44LILAMA 45.4 Joint Stock Company40,000,000,00021/12/2009 Construction85L61Lilama 69-1 JSC70,150,000,00019/11/2008 Constructi

45、on86L62LILAMA 69-2 JSC30,000,000,00021/04/200860,000,000,000Construction and assembling87LBELong An Book and Educational Equipment JSC10,959,000,00022/02/2008 Publishing88LM3LILAMA3 Joint Stock Company51,500,000,00001/12/2009 Construction89LO5Lilama 5 Joint stock Company50,000,000,00021/12

46、/200987,500,000,000Construction90LTCLow Current - Telecom JSC25,000,000,00014/12/2006 Telecommunication production91LUTLuong Tai Construction Joint Stock Company55,100,000,00004/01/2008 Construction92MCOMCO Vietnam JSC41,039,290,00021/12/2006 Construction93MDCVinacomin - Mong Duong Co

47、al JSC120,850,000,00023/07/2009 Coal94MECSong Da Someco JSC40,000,000,00014/12/200681,600,000,000Construction95MHLMinh Huu Lien Joint Stock Company20,000,00026/11/200941,000,000,000Trading, selling and producing furniture and steel products96MICQuang Nam Mineral Industry Corporation14,892,400,0

48、0021/12/2007104,842,496,000Mineral97MKVCai Lay Veterinary Pharmaceutical JSC15,000,000,00021/11/2008 Veterinary Pharmaceuticals98MMCManganese Mineral JSC11,719,250,00028/07/2008 Mineral99NAGNagakawa Viet Nam JSC100,000,000,00022/09/2009131,000,000,000Electronic and electrical equipment100N

49、BCVinacomin - Nui Beo Coal JSC60,000,000,00027/12/2006210,000,000,000Mineral production101NBPNinh Binh Thermal Power Joint-Stock Company128,655,000,00006/08/2009310,058,550,000Electricity102NGCNgo Quyen Export Seafood Processing JSC12,000,000,00006/03/200830,600,000,000Aquaculture103NHCNhi Hiep Bric

50、k-Tile Co-Operation15,207,710,00017/06/2009 Brick and tle production104NLCNaloi Hydropower JSC50,000,000,00014/12/2006 Electricity105NPSPhu Thinh - Nha Be Garment JSC10,593,000,00027/12/2006 Garment106NSTNgan Son Joint Stock Company39,131,330,00029/12/2006 Agriculture production1

51、07NTPTien Phong Plastic JSC216,689,980,00011/12/2006 Consumption production108NVCNam Vang JSC150,000,000,00024/01/2008336,000,000,000Commerce109ONEOne Corporation26,449,280,00024/06/2008 Communication - Informatics110PANPan Pacific Corporation70,000,000,00022/12/2006184,800,000,000Services

52、111PDCPhuong Dong Petroleum Tourism JSC150,000,000,00029/09/2009 Tourism112PGSPetrovietnam Southern Gas JSC150,000,000,00015/11/2007 Oil & Gas113PHCConstrexim - Phuc Hung investment construction and import - export JSC29,400,000,00005/11/2009 Construction and Real estate114PJCPetr

53、olimex Hanoi Transportation and Trading JSC15,631,500,00025/12/2006 Transportation115PLCPetrolimex Petrochemical JSC161,272,000,00027/12/2006 Import Export Distribution116PMCPharmedic Pharmaceutical Medicinal JSC64,816,340,00009/10/2009 Pharmaceutical117PMSPetroleum Mechanical Stock company52,000