麥克韋爾供應商審核檢查表A2（2019.9之后）中英文版+自評回復模板 OK

"供應商審核檢查表

SupplierAuditCheckList",,,

"序號

number","評價項

Evaluationitem","評分

Score","評價說明

EvaluationComment"

一,品質管理系統(tǒng)調查QualityManagementSystem,15,

1.1,"有無文件化的品質管理體系?

Isadocumentedqualitymanagementsysteminplace?",3,HH-QEM-01質量環(huán)境手冊

1.2,"是否清晰規(guī)定品質架構及人員職責范圍?

Isqualityorganizationstructureandscopeofrelatedpersonnel'sresponsibilityclearlydefined?",3,HH-QEM-01質量環(huán)境手冊5.3組織的角色、職責和權限

1.3,"是否有文件化的內審程序且予以嚴格執(zhí)行？

Isadocumentedinternalauditprocedureinplaceandcarriedoutstrictly?",3,HH-QEP-04內部審核管理程序

1.4,"是否編制周期性的品質報告,反映來料、制程及出貨品質狀況？

Isaperiodicqualityreportthatreflectqualityperformanceofincoming、In-processandshipmentinplace?",3,品質周/月報

1.5,"是否有持續(xù)改善系統(tǒng)?

Isacontinuousimprovementsysteminplace?",3,HH-QEP-06糾正及持續(xù)改進管理程序

二,采購與來料控制PurchasingandIncomingControl,23,

2.1,"供應商有無合格供應商名單?

Isaapprovedvendorlistavailable?",3,PU-FM-02《合格供應商一覽表》至B0版并于2020年10月22日批準

2.2,"供應商有無對其供應商進行認可性的系統(tǒng)審查?來料是否都是來自合格供應商?

Hassupplierconductedqualificationaudittothesub-tiersupplier?Aretheincomingmaterialpurchasedfromapprovedvendors？",3,HH-QEP-13供應商管理程序

2.3,"來料檢查人員是否經(jīng)過有效的培訓?

Havetheincominginspectionpersonnelsbeenconductedforeffectivetraining?",3,培訓記錄表HR-FM-22

2.4,"購買之物料有無合適的作業(yè)指導書及測量儀器檢驗進行指導及測量?

Arethereinspectioninstructionandmeasurementinstructionestablishedforthepurchasingmaterialtoguideforinspectionandmeasurement?",3,QCD-WI-0120原物料進料檢驗指導書

2.5,"有無適當?shù)某绦蚍乐刮礄z及壞料入倉?

Isthereaappropriateprocedureestablishedtopreventun-inspectedanddefectivematerialfrombeingtransferredtothewarehouse?",3,HH-QEP-39不合格品管理程序

2.6,"對于來料檢驗發(fā)現(xiàn)批量性不合格時有無對其供應商發(fā)出改善措施請求?

Isthereimprovingactionrequestissuedtothesupplierwhenthereisnonconformingbatchofshipmentdetectedduringtheincominginspection?",3,HH-QEP-39不合格品管理程序

2.7,"有無控制目標?對供應商來料達不到目標的有無采取相應的措施?

Istherequalitycontroltarget？Istherecorrespondingactiontakenwhenqualityperformanceofincomingmaterialisoutofqualitytarget?",2,DCC-WI-005質量目標管理辦法

2.8,"有無設定來料檢驗標準？

Istheincominginspectionstandardset?",3,QCD-WI-0120原物料進料檢驗指導書

三,過程控制ProcessControl,22,

3.1,"制程及QC工位是否有合適的作業(yè)指導書?

Arethereappropriateworkinstructionsestablishedfortheprocessandqualitycontrolstations?",3,SOP\SIP

3.2,"有無定義控制點,頻次及職責的各類產(chǎn)品的生產(chǎn)品質控制計劃?

Aretherequalitycontrolplansthatdefinecontrolpoint,frequencyandresponsibilityestablishedforeachtypeofproduct?",3,QCP

3.3,"有無控制制程狀態(tài)及QC狀態(tài)的標識系統(tǒng),如流程卡、標識卡等?

IsthereidentificationsystemthatcontrolprocessstatusandQCstatus,Suchastravelercard,identificationcard?",3,HH-QEP-17產(chǎn)品標識和可追溯性管理程序、流程卡

3.4,"過程控制中,有無足夠的正確的目視標準/規(guī)格等?

Isthereadequateandpropervisualstandard/specification,etcestablishedforprocesscontrol?",3,有標準樣、色板

3.5,"生產(chǎn)制程人員是否經(jīng)過有效培訓?特殊工位有無上崗證?

Haveproductionpersonnelsbeenconductedforeffectivetraining?Istherequalificationcardforspecialworkstation?",3,培訓記錄表HR-FM-22，上崗證

3.6,"有無制程巡查人員?是否有詳細的巡查報告與記錄?

ArethereIPQCinspectionpersonnels?AretheredetailedIPQCinspectionreportandrecord?",3,IPQC巡檢報表QCD-FM-30

3.7,"有無采取及時有效的糾正措施以改善超控態(tài)與產(chǎn)品品質?

Arethereeffectivecorrectiveactionstakenfortheoutofcontrolstatusandqualityperformance?",2,HH-QEP-06糾正及持續(xù)改進管理程序

3.8,"有無區(qū)域劃分?物品放置是否在相應的區(qū)域?

Aretheareasdivided?Isthematerialplacedinthecorrespondingarea?",2,有合格品區(qū)、不合格品區(qū)、待檢驗區(qū)、周轉區(qū)等

四,不合格物料控制NonconformingProductControl,10,

4.1,"有無清晰的標識與區(qū)隔不合格物料及不合格物料不會被誤用?

Isthereclearidentificationthatquarantinenonconformingmaterialandpreventunintenduse?",2,有紅色不良品標識，放置不合格品區(qū)

4.2,"有無足夠的體系確保和生產(chǎn)中的不良品得到識別控制與分析?

Isthereadequatesystemestablishedtoensurethatthedefectsdetectedduringproductioncanbeidentified,controlledandanalyzed?",3,HH-QEP-39不合格品管理程序

4.3,"有無物料評審團(MRB)或類似的團隊決定不合格物料的處置方式?

IsthereMRBteamorsimilarteamtodeterminedispositiontypeofnonconformingmaterial?",3,HH-QEP-39不合格品管理程序

4.4,"有無記錄顯示不合格物料返工后經(jīng)重檢?

Isthererecordthatrevealthatthenonconformingmaterialwhichhavebeenreworkedarere-inspected?",2,HH-QEP-39不合格品管理程序

五,貨倉控制WarehouseControl,8,

5.1,"貨倉是否有管理體系?供應商有無程序確保貨倉存貨品質得到保證?

Istherewarehousemanagementsysteminplace?Isthereprocedureestablishedtoguaranteequalityofthematerialsstoredatwarehosue?",3,HH-QEP-15產(chǎn)品搬運，儲存，包裝與防護管理程序

5.2,"供應商有無適當?shù)南热胂瘸鲈瓌t并被正確執(zhí)行?

IsthereappropriateFIFOprincipleestablishedandimplementedcorrectly?",2,WH-WI-0003先進先出管理制度

5.3,"貨物的擺放、運輸及儲存是否定義以確保產(chǎn)品品質?

Isplacement、transportationandstorageofshipmentclearlydefinedtoguaranteeproductquality?",3,HH-QEP-15產(chǎn)品搬運，儲存，包裝與防護管理程序

六,產(chǎn)品測試與可靠性測試ProductTestandReliabilityTest,21,

6.1,"供應商是否明確定義產(chǎn)品出貨AQL水準?

IsAQLofproductshipmentclearlydefined?",3,QCD-WI-0065AQL抽樣計劃說明及SIP

6.2,"有無證據(jù)顯示供應商按照策劃的程序執(zhí)行產(chǎn)品出貨檢查?

Isthereevidencethatdemonstratesupplierconductout-goinginspectionfortheproductinaccordancewithplannedprocedure?",3,出貨檢驗報告QCD-FM-050

6.3,"供應商產(chǎn)品出貨檢查是否在策劃的適合的條件下進行?

Isout-goinginspectionconductedfortheproductinaccordancewithplannedandappropriatecondition?",3,出貨SIP

6.4,"檢查員有無合適的出貨檢查指導書?

Isthereappropriateout-goinginspectioninstructionestablishedtoguidetheinspectors?",3,出貨SIP

6.5,"供應商有無產(chǎn)品可靠性檢驗計劃?

Isthereproductreliabilitytestplanestablished?",2,QCD-WI-0119可信賴性測試計劃說明

6.6,"有無充分的記錄顯示產(chǎn)品可靠性試驗計劃正確地執(zhí)行?

Arethereadequaterecordsthatdemonstrateproductreliabilitytestplanisimplementedproperly?",2,產(chǎn)品信賴性測試報告QCD-FM-23

6.7,"有無適當?shù)南到y(tǒng)用于分析不合格問題與實施糾正/預防措施?

Isthereappropriatesystemestablishedtouseforanalyzingnonconformanceissusesandimplementingcorrective/preventiveactions?",2,HH-QEP-06糾正及持續(xù)改進管理程序

6.8,"有無產(chǎn)品可靠性測試標準?

Isthereaproductreliablityteststandard?",3,QCD-WI-0119可信賴性測試計劃說明

七,設備及監(jiān)視和測量裝置控制Controlofmonitoringandmeasuringequipment,23,

7.1,"供應商有無測量儀器及設備的校驗程序?

Istherecalibrationprocedureestablishedforthemeasuringequipmentandinstrument?",3,HH-QEP-18監(jiān)視和測量裝置控制程序

7.2,"儀器校驗后,有無貼上設備編號、校驗日期、下次校驗日期及校驗人的校驗狀態(tài)標簽?

Istherecalibrationstatuslabelthatindicateinstrumentnumber、calibrationdate、nextcalibrationdateandcalibrationpersonnelpastedontheinstrumentafterperformingcalibration?",3,校正標簽

7.3,"內校標準儀器是否被良好管制且不被用作其它用途?

Arethestandardinstrumentsthatarecalibratedinternallywellcontrolledandnotusedforotherpurposes?",3,HH-QEP-18監(jiān)視和測量裝置控制程序

7.4,"外儀器校驗是否可追溯到國家或國際校準機構并有證明存檔?

IsinstrumentexternalcalibrationtracedtoChinaorinternationalcalibrationinstitutionandarchivedwithevidence?",3,HH-QEP-18監(jiān)視和測量裝置控制程序

7.5,"有無儀器校驗清單及設備清單?

Arethereinstrumentcalibrationlistandequipmentlist?",3,海宏檢測儀器校準清單QCD-FM-017/生產(chǎn)設備匯總

7.6,"內校人員是否受過合適的培訓并取得資格證書?

Areinternalcalibrationpersonnelsconductedforappropriatetrainingandattainedqualificationcertificate?",3,內校員證書：ST-NJZ180104

7.7,"有無超出校驗有效性的儀器/設備被使用?

Isthereinstrument/equipmentthatareoutofcalibrationduedatebeingused？",2,無

7.8,"儀器檢驗歷史記錄數(shù)據(jù)有無保存?

Istheinstrumentinspectionhistorydatasaved?",3,見檢驗報告，保存3年

八,文件控制與記錄控制DocumentandRecordControl,15,

8.1,"有無文件及記錄控制程序?

Isthereaprocedureestablishedfordocumentandrecordcontrol?",3,HH-QEP-35文件、資料和記錄管理程序

8.2,"有無體系防止使用涂改的、報廢的或非法的圖紙或文件？

Istheresystemestablishedtopreventusingaltered、obsoletedorillegaldrawingordocument?",3,HH-QEP-35文件、資料和記錄管理程序

8.3,"質量記錄及受控文件有無涂改及涂改有無簽名？

Arequalityrecord&controlleddocumentalteredandalteredwithsignature?",3,HH-QEP-35文件、資料和記錄管理程序

8.4,"有無版本/版次控制文件及圖紙，規(guī)格或程序文件之有效性？

Isthereversion/revisioncontrolimplementedforthedocument,drawing,specificationorprocedurevalidity?",3,HH-QEP-35文件、資料和記錄管理程序

8.5,"文件與記錄的保存期限是否已規(guī)定？

Isretentionperiodforrecordanddocumentdefined?",3,記錄清單DCC-FM-12

九,ESD與5SESDand5S,14,

9.1,"所有ESD控制的區(qū)域是否有適當?shù)腅SD保護措施，如戴靜電手帶等？

ArethereappropriateESDprotectionmeasurestakenforallESDcontrolareas,SuchaswearESDwristetc?",3,HH-APW-026防靜電檢測規(guī)范

9.2,"ESD控制區(qū)域是否有定期的檢查確保ESD防護設備的可靠性？

IsthereregularinspectionperformedfortheESDcontrolareatoguaranteereliabilityofESDprotectionequipment?",3,AP-WI-026靜電環(huán)測試指導書

9.3,"工作環(huán)境衛(wèi)是否潔凈并符合“5S”要求？

Istheworkenvironmentcleanandmetthe""5S""requirement?",3,符合

9.4,"所有生產(chǎn)設備是否進行定期清潔與保養(yǎng)工作？

Areallproductionequipmentscleanedandmaintainedregularly?",2,HH-QEP-07設備設施管理程序

9.5,"有無公司范圍內的年度培訓計劃并予以切實執(zhí)行？

Isthereannualtrainingplanwithincompanyestablishedandimplementedactually?",3,2020年度設備維護保養(yǎng)計劃HR-FM-01

十,EC工程變更控制ECNManagement,14,

10.1,"是否有文件規(guī)定工程變更的各相關環(huán)節(jié)?

IstheredocumentthatdefineeachrelatedlinkofECN?",3,HH-QEP-29工程變更管理程序

10.2,"工程申請變更，是否得到驗證及審批？

Aretherevalidationandapprovaldoneforengineeringchangerequest?",3,HH-QEP-29工程變更管理程序

10.3,"EC變更是否得到有效控制及執(zhí)行確認？

IsECchangecontrolledeffectivelyandvalidated?",2,HH-QEP-29工程變更管理程序

10.4,"物料變更有無文件支持及跟蹤？

Istheredocumenttosupportandtrackmaterialchange?",3,HH-QEP-29工程變更管理程序

10.5,"EC變更后所涉及的產(chǎn)品、物料是否得到適當?shù)奶幚恚?/p>

Arerelatedproduct、materialdisposedappropriatelyafterimplementingECchange?",3,HH-QEP-29工程變更管理程序

十一,RoHS控制RoHSControl,18,

11.1,"有無文件化的環(huán)境管理體系?

Isthereadocumentedenvironmentalmanagementsystem?",3,HH-QEM-01質量環(huán)境手冊

11.2,"是否遵守國家和地方法律法規(guī)對廢水、廢氣、噪聲、廢渣進行有效管控,并且予以嚴格執(zhí)行?

Arewastewater、wastegas、noise、wasteresidueeffectivelycontrolledinobeyingnationalandlocallaws®ulations,Andimplementedstrictly?",3,遵守，HH-QEP-36法律法規(guī)及其他要求管理程序

11.3,"RoHS是否貫穿整個生產(chǎn)過程?

IsRoHScontrolimplementedthroughoutthewholemanufacturingprocesses?",3,是

11.4,"RoHS物料是否有驗證報告?

IstestreportaviailablefortheRoHScompliancematerial?",3,是，QCD-WI-S1060ROHS測試儀管控限設置標準

11.5,"供應商是否清晰了解歐盟之RoHS指令?是否有簽環(huán)保協(xié)議?

DoessupplierclearlyunderstandEURoHSdirective?Doessuppliersigntheenvironmentalprotectionagreement?",3,清晰且簽署了環(huán)保協(xié)議

11.6,"對物料RoHS驗證報告有無有效期限管控?

IstherevalidperiodcontrolimplementedformaterialRoHStestreport?",3,QCD-WI-S1058第三方檢測報告管理辦法

十二,保安管控系統(tǒng)SecurityControlSystem,12,

12.1,"有否參與過國外海關供應鏈的保安計劃？

Hassupplierparticipateinthesecurityplanofforegincustomsupplychain?",3,"反恐安全

管理系統(tǒng)程序文件C-TPAT-HH-001"

12.2,"有否對供應商進行過安全評估？

Istheresafetyevaluationconductedforsupplier?",3,商業(yè)伙伴安全管理程序C-TPAT-HH-044

12.3,"有否制定實體保安的書面程序？

Isthereadocumentedprocedureforphysicalsecurityestablished?",3,人事保安程序C-TPAT-HH-009

12.4,"有否對身處敏感工作崗位的人員定期檢查或再調查？

Arethereregularcheckandre-investigationconductedfortheemployeeswhoworkatthesensitiveworkstation?",3,員工背景調查與核實程序C-TPAT-HH-010

十三,社會責任SocialResponsibility,21,

13.1,"是否有遵守SA8000標準要求的承諾？

IsthecommitmentrequiredbySA8000standardobeyed?",3,愿景聲明

13.2,"公司管理層是否尊重員工自由組建工會、參加工會以及集體談判的權利?

Doescompanymanagementrespecttherightsofemployeefreelyestablishinglaborunion、Joininglaborunionandcollectivebargaining?",3,014結社自由與集體協(xié)商管理程序

13.3,"是否有直接或間接使用或支持使用童工的證據(jù)?

Aretheredirectorindirectevidenceforthehireofchildlabororsupportingtohirechildlabor?",3,"009禁止使用童工政策

010童工補救及未成年工保護管理程序"

13.4,"是否所有工人都自愿受雇用工作?

Areallworkerswillingtobehiredforwork?",3,006禁止非自愿勞動政策

13.5,"工人是否可以根據(jù)法規(guī)規(guī)定自由辭工?

Cantheworkersfreelyresigninaccordancewiththelaws?",3,008離職管理程序

13.6,"是否支付額外的加班費，加班費是否按照中國法規(guī)規(guī)定計算?

Isextralovertimepaid,isovertimepaycalculatedinaccordancewithChinalaws?",3,013工資及福利管理程序

13.7,"工作條件是否安全衛(wèi)生?是否有足夠的通風、照明和溫度控制?

Isworkenvironmentsafeandclean?Isworkenvironmentwithadequateventliation、lightingandtemperaturecontrol?",3,工作環(huán)境及6S管理程序

十四,職業(yè)健康OccupationalHealth,12,

14.1,"是否制定了文件化的職業(yè)健康安全方針和管理方案？

Arethere