聯(lián)合產(chǎn)權(quán)投資策略PPT通用課件

1、聯(lián)合產(chǎn)權(quán)投資策略 Introduction to U.S. Market ( 美國(guó)市場(chǎng)介紹 ) :Highest Standards and credibility for liquidity and reduced financial risk具有最高水準(zhǔn)和最可信的流通性,并能降低金融風(fēng)險(xiǎn)Largest access to Global Investors 全球投資者最大的金融通道The U.S. is the largest capital market in the world美國(guó)是世界上最大的資本市場(chǎng) Introduction to U.S. Market ( 美國(guó)市場(chǎng)介紹 ) :Ac

2、cess to the largest pool of investment funds up to 500m depending on listed companies financials可獲得最多的投資資金,根據(jù)上市公司的財(cái)政情況,最高可達(dá)5億美元Highest Standards and Respected world wide as leader in Securities and Financial Markets最準(zhǔn)最高并備受關(guān)注,引領(lǐng)全球證券及金融市場(chǎng)Most detailed requirements for regulatory compliance最為詳細(xì)的監(jiān)管服從要求本

3、資料來(lái)源U.S. Public Listing Comparison美國(guó)證券資本市場(chǎng)實(shí)力分析U.S. Public Listing Comparison美國(guó)證券資本市場(chǎng)實(shí)力分析U.S. Public Listing Comparison美國(guó)證券資本市場(chǎng)實(shí)力分析Listing on Foreign Exchanges海外股份上市細(xì)則 Market of ExchangeHong Kong, Singapore, Europe, etc 證券市場(chǎng)范圍,香港,新加坡,歐洲等 Less Compliance and regulation (Easier) 法令遵守和規(guī)定較少 (更容易) The Aud

4、it process is much easy 審計(jì)程序較為簡(jiǎn)易 Smaller access to Capital 10M to 100M ( Easy ) 融資通道較小,一般是1000萬(wàn)至1億美元 . (較易) Less Liquidity and less confidence for investors 流通性較差,以及投資者信心不足 Higher Risk in market trends 市場(chǎng)趨勢(shì)風(fēng)險(xiǎn)較高StrengthConcernsIPO ( Initial Public Offering )首次公開(kāi)募股Reverse Merger逆向兼并Acquisition of a pu

5、blic company by a private company allowing the private company to reduce the long and complex process of going public由一家私人公司并購(gòu)一家上市公司，這樣能省去冗長(zhǎng)煩瑣的上市程序。The first sale of stock by a company to the public.企業(yè)通過(guò)證券交易所首次向投資者增發(fā)股票Capital Raising Choice: 融資選擇：United Investment Banking聯(lián)合投資銀行OTC ( Over-the Counter

6、 )場(chǎng)外柜臺(tái)交易Dept Financing部門融資A security not traded on an exchange, because companies inability to meet listing requirements一種不在證券交易所交易的證券，通常是因?yàn)楣静荒苓_(dá)到上市要求。Capital Raising Choice: 融資選擇：United Investment Banking聯(lián)合投資銀行An arrangement in which a financial institution extends secured or unsecured credit for a

7、 specified time period.一家金融機(jī)構(gòu)在某種特定的時(shí)期延長(zhǎng)抵押或非抵押貸款的一種安排Capital Raising Choice: 融資選擇：United Investment Banking聯(lián)合投資銀行Venture Capitalist or Angel Investor風(fēng)險(xiǎn)投資家和天使投資者Bond債券Capital raised by listing require a profitable business plan, innovative management, and strong corporate structure上市融資需要有一份有利的商業(yè)計(jì)劃，創(chuàng)新的

8、管理方法，以及強(qiáng)大的公司結(jié)構(gòu)Public Listing Overview公開(kāi)上市概要Independent Audit financials by a SEC recognized CPA firm is required獨(dú)立審計(jì)事務(wù)要求有一家證交所認(rèn)可的注冊(cè)會(huì)計(jì)師公司負(fù)責(zé)執(zhí)行。Investors want to know how investments will be used and that it will cause expansion of revenues, profits, and assets. 投資者想要了解他們的投資將如何被運(yùn)用，以及投資將會(huì)使收入，利潤(rùn)和資產(chǎn)增加。A c

9、onsistent Investor & Public relations program must be implemented to promote the company and stock.必須實(shí)施一個(gè)針對(duì)長(zhǎng)期投資者和公共關(guān)系的計(jì)劃，以提升公司形象，提高股價(jià)。Public Listing Overview公開(kāi)上市概要Listing regulations require full disclosure to the investors and corporate governance committees in overseeing developments上市規(guī)程要求在監(jiān)管過(guò)程中所有

10、信息要向投資者和公司管制委員會(huì)完全公開(kāi)上海 ShangHai新加坡Singapore舊金山San FranciscoGlobal Footprint (遍及全球的金融市場(chǎng)范圍）Research Coverage金融網(wǎng)絡(luò)覆蓋范圍Institutional Offices市場(chǎng)代理處Invest Region融資市場(chǎng)范圍紐約NewYork洛杉磯Los AngelesOur Company ( 我們公司 ) :倫敦London香港 HongkongExperience and Capabilities (經(jīng)驗(yàn)和實(shí)力)Our Company ( 我們公司 ) :Capabilities (實(shí)力)Thou

11、gh our net work of resources we are able to put together a plan that meets your needs Is most efficient in time and cost.通過(guò)我們的 資源網(wǎng)絡(luò),我們能根據(jù)您的要求制定計(jì)劃,而且無(wú)論從時(shí)間上還是成本上來(lái)說(shuō)都是最有效率的.Our Company ( 我們公司 ) :Foreign Direct Listing公司改組Investor & Relations投資者和公共關(guān)系Corporate Restructuring外部直接上市Listing Compliance上市條款直接服從

12、Business Development商業(yè)開(kāi)發(fā)Capabilities (實(shí)力)Our Company ( 我們公司 ) :Capital Market Assessment資本市場(chǎng)評(píng)估IPO, Private Placement首次公開(kāi)募股，私人配售Capitalization Strategy資本化戰(zhàn)略Mergers and Acquisition并購(gòu)和發(fā)展Reverse Merger逆向兼并Experience 經(jīng)驗(yàn)ExperienceA Network with a broad of background and experience in Financial, Legal, and

13、 Business Development. Organization created from U.S., China and Global experience Working in a wide range of industries including Agriculture, Biotech, Technology and ChemicalsOur Company ( 我們公司 ) : 經(jīng) 驗(yàn) 一個(gè)在金融,法律,業(yè)務(wù)開(kāi)發(fā)等領(lǐng)域有著廣闊背景和豐富經(jīng)驗(yàn)的網(wǎng)絡(luò).有著在美國(guó).中國(guó) 和全球建立組織 機(jī)構(gòu)的經(jīng)驗(yàn)從事的行業(yè)廣泛,其中包括農(nóng)業(yè),生物工藝,科技和化工等Experience 經(jīng)驗(yàn)Our

14、Company ( 我們公司 ) :Services 服務(wù) Our ServicesLegal Structure and SEC and PRC Compliance Business DevelopmentU.S. Securities and Corporate regulationsPRC overseas listing regulationsStrategic Corporate Organizational StructureSEC recognized Audit of financialsU.S.GAAP standardsSOX 404 Internal ControlsN

15、ew Law passed by U.S. CongressSEC Audit of Internal Controls Develop a profitable Business Plan to attract investorsDesign Company Expansion Plan Lay out Execution Plan to realize company goals Financials Listing Requirements Packaging and Marketing Prepare company for Public and Project Professiona

16、l AppearanceDevelop Web Site, Investors Materials, and PresentationsCreate & develop attractive story for investors interestOur Company ( 我們公司 ) :Services 服務(wù)Our Company ( 我們公司 ) : 我們的服務(wù)法律結(jié)構(gòu)和服從證交會(huì)及中國(guó)相關(guān)法律法規(guī) 業(yè)務(wù)發(fā)展美國(guó)證券和公司的相關(guān)規(guī)定中國(guó)企業(yè)海外上市的相關(guān)法律法規(guī)戰(zhàn)略性公司組織結(jié)構(gòu)證交所認(rèn)可的財(cái)務(wù)審計(jì)所美國(guó)公認(rèn)會(huì)計(jì)原則標(biāo)準(zhǔn)SOX 404 內(nèi)部監(jiān)控美國(guó)國(guó)會(huì)通過(guò)的新法令內(nèi)部監(jiān)控體系的證交所審計(jì)

17、 制定一個(gè)贏利性的商業(yè)計(jì)劃以吸引投資者設(shè)計(jì)公司擴(kuò)展規(guī)劃 制定實(shí)施計(jì)劃來(lái)實(shí)現(xiàn)公司目標(biāo) 財(cái)務(wù)審計(jì)要求 包裝和銷售 為公司上市和項(xiàng)目進(jìn)行最專業(yè)的包裝開(kāi)發(fā)網(wǎng)站,投資者資料,以及介紹為企業(yè)打造生動(dòng)的介紹以吸引投資者興趣Our Company ( 我們公司 ) :Services 服務(wù)Investor and Public Relations投資者和公共關(guān)系處理Analyst relations 分析家關(guān)系處理Institutional targeting 制度覓標(biāo)Annual shareholder meetings年度股東會(huì)議Financial relations audits 財(cái)務(wù)關(guān)系審計(jì)Earni

18、ngs announcements 收益公告Annual and quarterly report 年度和季度報(bào)告SEC disclosure 證交會(huì)信息披露Investor conferences 投資者會(huì)議Investor presentations 投資者報(bào)告Investor Strategies 投資者戰(zhàn)略O(shè)ur Company ( 我們公司 ) :Services 服務(wù)Public and Investor Relations公共關(guān)系和投資者處理Inform Investors of progress and growth of business plan 及時(shí)向投資者通報(bào)商業(yè)計(jì)劃的

19、進(jìn)度和發(fā)展情況 Develop company identity and corporate positioning 發(fā)展公司特性以及為公司定位Increase visibility for your company, products and services為你的公司，產(chǎn)品及服務(wù)提高透明度 Report financial information to stockholders and analysts 向股東和分析家報(bào)告財(cái)務(wù)信息Increase Stock value by building the market通過(guò)建立市場(chǎng)來(lái)提高股票價(jià)值Our Company ( 我們公司 ) :How w