證券里的英語詞匯

證券里的英語詞匯accredited隸屬adjustedliabilities經(jīng)調(diào)整負(fù)債advertisement廣告advisingoncorporatefinance就機(jī)構(gòu)融資提供意見advisingonfuturescontracts就期貨合約提供意見advisingonsecurities就證券提供意見AdvisoryCommittee咨詢委員會(huì)agents代理人aggregategrossforeigncurrencyposition合計(jì)外幣總持倉(cāng)量agreement協(xié)議agreementinwriting書面協(xié)議amountofmarginrequiredtobedeposited按規(guī)定須存放的保證金數(shù)額ancillarystabilizingaction附帶穩(wěn)定價(jià)格行動(dòng)appealpanel上訴委員會(huì)applicant申請(qǐng)人application申請(qǐng)applicationforreview復(fù)核申請(qǐng)appointedday指定日期approvedbankincorporatedoutsideHongKong法團(tuán)的銀行以外成立為核準(zhǔn)的在香港approvedcreditratingagency核準(zhǔn)信貸評(píng)級(jí)機(jī)構(gòu)approvedcustodian核準(zhǔn)保管人approvedfuturesexchange核準(zhǔn)期貨交易所approvedintroducingagent核準(zhǔn)介紹代理人approvedinvestmentadviser認(rèn)可投資顧問approvedlendingagent核準(zhǔn)借出代理人approvedperson核準(zhǔn)人士approvedredeemableshares核準(zhǔn)可贖回股份approvedregionalexchange認(rèn)可地區(qū)性交易所approvedsecuritiesborrowingandlendingcounterparty核準(zhǔn)證券借貸對(duì)手方approvedshareregistrar認(rèn)可股份登記員approvedstandbysubordinatedloanfacility核準(zhǔn)備用后償貸款融通approvedstockexchange核準(zhǔn)證券交易所approvedsubordinatedloan核準(zhǔn)后償貸款arbitrationpanel仲裁小組arbitrator仲裁人articles章程細(xì)則assetmanagement資產(chǎn)管理associate有聯(lián)系者associatedcorporation相聯(lián)法團(tuán)associatedentity有聯(lián)系實(shí)體associatedperson相聯(lián)者auditworkingpapers審計(jì)工作材料auditor核數(shù)師authorizedATSprovider認(rèn)可自動(dòng)化交易服務(wù)提供者authorizedautomatedtradingservices認(rèn)可自動(dòng)化交易服務(wù)authorizedfinancialinstitution認(rèn)可財(cái)務(wù)機(jī)構(gòu)authorizedmutualfund認(rèn)可互惠基金authorizedperson獲授權(quán)人authorizedrepresentative獲授權(quán)代表authorizedunittrust認(rèn)可單位信托automatedtradingserviceprovider自動(dòng)化交易服務(wù)提供者automatedtradingservices自動(dòng)化交易服務(wù)averagemonthlyturnover平均每月成交額back-to-backcontract背對(duì)背合約balance結(jié)余bank銀行bankincorporatedoutsideHongKong法團(tuán)的銀行地方成立為在香港以外banker銀行banker′sbook銀行簿冊(cè)basicamount基本數(shù)額basicinformation基本數(shù)據(jù)bilateralnettingagreement雙邊凈額結(jié)算協(xié)議blanketassurance概括性保證body團(tuán)體bondbroker債券經(jīng)紀(jì)bonddealer債券交易商books簿冊(cè)borrow借用安排broadcast廣播broadcaster廣播業(yè)者broker經(jīng)紀(jì)businessday營(yíng)業(yè)日calculation有關(guān)計(jì)算call造訪capitalaccount資本帳cashsettledequityderivatives現(xiàn)金結(jié)算股本衍生工具CEnumber中央編號(hào)certificateofdeposit存款證chairman主席charge押記chiefexecutive最高行政人員claimant申索人ClaimsRules《申索規(guī)則》clearinghouse結(jié)算所clearingparticipant結(jié)算所參與者clerk書記client客戶clientassets客戶資產(chǎn)clientcollateral客戶抵押品clientcontract客戶合約clientmoney客戶款項(xiàng)clientsecurities客戶證券clientsecuritiesandcollateral客戶證券及抵押品closingdate截止日期codes守則collateral抵押品collateralizedwarrants有抵押權(quán)證collectiveinvestmentscheme集體投資計(jì)劃Commission證監(jiān)會(huì)；監(jiān)察委員會(huì)commission傭金CommissioneroftheIndependentCommissionAgainstCorruption廉政專員commonclient共同客戶companiesinspector公司審查員company公司compensation賠償compensationfund賠償基金complaintsofficer投訴主任completion完成concentrationdiscountingfactor集中折扣系數(shù)conditionaloffer有條件要約conduct行為constitution章程contractmultiplier合約乘數(shù)controller控制人controllingentity控權(quán)實(shí)體controllingentityrelationship控權(quán)實(shí)體關(guān)系controllingperson控權(quán)人士corporatefinanceadviser,corporatefinanceconsultant機(jī)構(gòu)融資顧問corporation法團(tuán)court法庭；法院creditunion儲(chǔ)蓄互助社criminalinvestigatorybody刑事調(diào)查機(jī)構(gòu)currencyfuturescontract貨幣期貨合約custodian保管人custodianstatement保管人結(jié)單datamaterial數(shù)據(jù)材料dealing交易dealinginfuturescontracts期貨合約交易dealinginsecurities證券交易debenture債權(quán)證debtsecurities債務(wù)證券defalcation虧空default違責(zé)defaultproceedings違責(zé)處理程序defaultrules違責(zé)處理規(guī)則defaulter違責(zé)者deliver交付depositaryreceipt寄存單據(jù)deputychairman副主席derivativecontract衍生工具合約derivatives衍生工具digitalsignature數(shù)碼簽署director董事dispute爭(zhēng)議disqualificationorder取消資格令document文件dutyofdisclosure披露責(zé)任employee雇員equityderivatives股本衍生工具equitylinkedinstruments股票掛鉤票據(jù)equitysecurities權(quán)益證券equivalentcorporation等同法團(tuán)equivalentshares相等股份everyofficerofitwhoisindefault其每名違責(zé)的高級(jí)人員ExchangeCompany交易所公司exchangecontract交易所合約ExchangeFund外匯基金ExchangeFundBill外匯基金票據(jù)ExchangeFundNote外匯基金債券exchangeparticipant交易所參與者exchangeparticipant′srepresentative交易所參與者代表exchangetradedfund交易所買賣基金exchangetradedfundsmarketmaker交易所買賣基金莊家excludedclients豁除客戶excludedinterests豁除權(quán)益excludedliabilities豁除負(fù)債excludedperson豁除人士executive執(zhí)行人員executivedirector執(zhí)行董事executiveofficer主管人員exemptedbody獲豁免團(tuán)體；豁免團(tuán)體existingclient原有客戶expert專家fee費(fèi)用financialaccommodation財(cái)務(wù)通融financialproduct金融產(chǎn)品financialresourcesrule財(cái)政資源規(guī)則financialstatement財(cái)務(wù)報(bào)表financialyear財(cái)政年度firstpublicannouncementdate首次公開宣告日期floatinglosses浮動(dòng)虧損floatingprofits浮動(dòng)利潤(rùn)foreigncurrency外幣foreignexchangeagreement外匯協(xié)議foreignexchangetrading外匯交易foreignintermediary外地中介人formerassociatedentityofanintermediary中介人的前有聯(lián)系實(shí)體formerlicensedcorporation前持牌法團(tuán)founder成立人fraudulentmisrepresentation欺詐的失實(shí)陳述freedeliverybasis信用交付形式function職能futuresadviser期貨顧問futuresbroker期貨經(jīng)紀(jì)futuresconsultant期貨顧問futurescontract期貨合約futuresdealer期貨交易商FuturesExchangeCompany期交所FuturesExchangeCompensationFund期交所賠償基金futuresmarket期貨市場(chǎng)FuturesMarketMaker期貨莊家futuresnon-clearingdealer期貨非結(jié)算交易商futuresoroptionsclearinghouse期貨或期權(quán)結(jié)算所GEM創(chuàng)業(yè)板grossforeigncurrencyposition外幣總持倉(cāng)量groupofcompanies公司集團(tuán)guaranteed作出擔(dān)保guiltyofmisconduct犯失當(dāng)行為haircutamount扣減數(shù)額haircutpercentage扣減百分率HKEC交易結(jié)算公司HKFECC期貨結(jié)算公司HKIAC仲裁中心HKSCC香港結(jié)算公司hold持有holdingcompany控股公司HongKongExchangeFund香港外匯基金HongKongregister香港登記冊(cè)incorporated成立；成立為法團(tuán)indirectcontroller間接控制人information信息；資料；消息informationsystem信息系統(tǒng)initialmarginrequirement規(guī)定開倉(cāng)保證金initialstabilizingaction初步穩(wěn)定價(jià)格行動(dòng)initialstabilizingprice初步穩(wěn)定價(jià)格insiderdealing內(nèi)幕交易inspector審查員InsuranceAuthority保險(xiǎn)業(yè)監(jiān)督insurer保險(xiǎn)人interest權(quán)益interestrateswapagreement掉期息率協(xié)議intermediary中介人in-the-moneyamount價(jià)內(nèi)值investigator調(diào)查員investmentmanager投資經(jīng)理InvestorCompensationCompany投資者賠償公司invitation邀請(qǐng)issue發(fā)出issuedequitysharecapital已發(fā)行權(quán)益股本issuer發(fā)行人judge法官judicialorotherproceedings司法或其它法律程序lawofinsolvency破產(chǎn)清盤法legalofficer律政人員lender借出人leveragedforeignexchangecontract杠桿式外匯交易合約leveragedforeignexchangetrader杠桿式外匯交易商leveragedforeignexchangetrading杠桿式外匯交易levy征費(fèi)licence牌；牌照licensed獲發(fā)牌；持牌licensedcorporation持牌法團(tuán)licensedperson持牌人licensedrepresentative持牌代表linkedcorporation相連法團(tuán)liquidassets速動(dòng)資產(chǎn)liquidcapital速動(dòng)資金liquidator清盤人listed上市l(wèi)istedcorporation上市法團(tuán)listedcurrencywarrant上市貨幣權(quán)證listedsecurities上市證券listing上市l(wèi)istingrules上市規(guī)則livebroadcast直播MandatoryProvidentFundSchemesAuthority積金局marginclient保證金客戶marginlender證券保證金融資人marginratio保證金比率marginvalue保證金價(jià)值marginedtransaction保證金交易marktomarket按照市值計(jì)算差額marketcapitalization市場(chǎng)資本值marketcharge市場(chǎng)押記marketcollateral市場(chǎng)抵押品marketcontract市場(chǎng)合約marketinformation市場(chǎng)消息marketmisconduct市場(chǎng)失當(dāng)行為MarketMisconductTribunal市場(chǎng)失當(dāng)行為審裁處marketvalue#p#分頁(yè)標(biāo)題#e#市值materialtime關(guān)鍵時(shí)間member成員memorandum章程大綱Mini-HangSengIndexFuturesContract小型恒生指數(shù)期貨合約Mini-HangSengIndexOptionsContract小型恒生指數(shù)期權(quán)合約minor未成年minoroffence輕微罪行minoritycontroller次要控制人misconduct失當(dāng)行為misfeasance不當(dāng)行為MonetaryAuthority金融管理專員MonetaryAuthorityguideline《金融管理專員指引》MonetaryAuthority-appointedMarketMaker金融管理專員委任的莊家moneylaunderingactivities洗錢活動(dòng)moneylender放債人multilateralagency多邊機(jī)構(gòu)mutualfund互惠基金negligentmisrepresentation疏忽的失實(shí)陳述netequity權(quán)益凈額netposition凈持倉(cāng)量nettangibleassets有形資產(chǎn)凈值netunderwritingcommitment包銷承擔(dān)凈額newfuturescontract新期貨合約non-collateralizedwarrants非抵押權(quán)證non-executivedirector非執(zhí)行董事noteissuanceandrevolvingunderwritingfacility票據(jù)的發(fā)行及循環(huán)式包銷融通notifiableinterest須具報(bào)權(quán)益notifiablepercentagelevel須具報(bào)百分率水平notionalprincipalamount名義本金額number數(shù)目offer要約offerdocument要約文件offerprice要約價(jià)offereecompany要約標(biāo)的公司offeror要約人off-exchangetradedderivativecontracts場(chǎng)外買賣衍生工具合約off-exchangetransaction場(chǎng)外交易o(hù)fficer高級(jí)人員OfficialReceiver破產(chǎn)管理署署長(zhǎng)OfficialTrustee法定受托人off-marketsharerepurchase場(chǎng)外股份購(gòu)回off-marketsharerepurchasecircular場(chǎng)外股份購(gòu)回通告off-markettransaction場(chǎng)外交易Ombudsman申訴專員omnibusaccount客戶匯集綜合賬戶on-exchangetransaction場(chǎng)內(nèi)交易o(hù)ptionscontract期權(quán)合約order命令ordinarymember普通成員othercollateral其它抵押品out-of-the-moneyamount價(jià)外值overseascompany海外公司overseasstockmarket海外證券市場(chǎng)panelmember上訴委員parties各方party當(dāng)事一方percentagefigure百分率數(shù)字percentagelevel百分率水平performance執(zhí)行periodofinsurance保險(xiǎn)期permanentidentitycard永久性居民身分證personunderinvestigation受調(diào)查人physicallysettledequityderivatives實(shí)物結(jié)算股本衍生工具pilotprogramme試驗(yàn)計(jì)劃pilotprogrammemarketmaker試驗(yàn)計(jì)劃莊家pilotprogrammesecurities試驗(yàn)計(jì)劃證券portfolio#p#分頁(yè)標(biāo)題#e#投資組合possession管有prescribedcountry訂明國(guó)家prescribedevent訂明事件prescribedfee訂明費(fèi)用prescribedgain訂明收益prescribedlimit訂明上限prescribedmanner訂明方式prescribedpurpose訂明目的prescribedrequirement訂明規(guī)定PresentingOfficer提控官primarystabilizingaction基本穩(wěn)定價(jià)格行動(dòng)principal主事人PrivacyCommissionerforPersonalData私隱專員proceedings研訊程序professionalaccountant專業(yè)會(huì)計(jì)師professionalinvestor專業(yè)投資者prohibitedperson受禁制人士property財(cái)產(chǎn)prospectus招股章程public公眾；大眾publicannouncement公開宣告purchase買；購(gòu)買qualifiedcorporation合資格法團(tuán)qualifiedlender合資格借出人qualifiedoverseasscheme合資格海外計(jì)劃qualifiedshares合資格股份qualifyingclient合資格客戶qualifyingcreditrating合資格信貸評(píng)級(jí)qualifyingdebtsecurities合資格債務(wù)證券rankingliabilities認(rèn)可負(fù)債recipient接收人recklessmisrepresentation罔顧實(shí)情的失實(shí)陳述recognizedcertificate認(rèn)可證書recognizedcertificationauthority認(rèn)可核證機(jī)關(guān)recognizedclearinghouse認(rèn)可結(jié)算所recognizedcounterparty認(rèn)可對(duì)手方recognizedexchangecompany認(rèn)可交易所recognizedexchangecontroller認(rèn)可控制人recognizedfuturesmarket認(rèn)可期貨市場(chǎng)recognizedinvestorcompensationcompany認(rèn)可投資者賠償公司recognizedoccupationalretirementscheme認(rèn)可職業(yè)退休計(jì)劃recognizedstockmarket認(rèn)可證券市場(chǎng)record紀(jì)錄redeemableshares可贖回股份registerofcompanies公司登記冊(cè)registerofdirectors′andchiefexecutives′interestsandshortpositions董事及最高行政人員權(quán)益及淡倉(cāng)登記冊(cè)registerofinterestsinsharesandshortpositions股份權(quán)益及淡倉(cāng)登記冊(cè)registered注冊(cè)registeredcompany注冊(cè)公司registeredinstitution注冊(cè)機(jī)構(gòu)RegistrarofCompanies公司注冊(cè)處處長(zhǎng)registration注冊(cè)regulatedactivity受規(guī)管活動(dòng)regulatedfunction受規(guī)管職能regulatedinvestmentagreement受規(guī)管投資協(xié)議regulatedperson受規(guī)管人士regulations規(guī)例regulatorybody規(guī)管機(jī)構(gòu)relatedassets有連系資產(chǎn)relevantagreement有關(guān)協(xié)議relevantauthority有關(guān)當(dāng)局；監(jiān)管當(dāng)局relevantauthorizedautomatedtradingservices有關(guān)認(rèn)可自動(dòng)化交易服務(wù)relevantcommunication有關(guān)通訊#p#分頁(yè)標(biāo)題#e#relevantcondition有關(guān)條件relevantcontract有關(guān)合約relevantcontravention違例事件relevantcorporation相關(guān)法團(tuán)relevantdate有關(guān)日期relevantevent有關(guān)事件relevantexchangecompany有關(guān)交易所公司relevantinformation有關(guān)消息relevantmarket有關(guān)市場(chǎng)relevantoffer有關(guān)要約relevantoffice-holder有關(guān)人員relevantoverseasmarket有關(guān)境外市場(chǎng)relevantperiod有關(guān)期間relevantproperty有關(guān)財(cái)產(chǎn)relevantprovisions有關(guān)條文relevantrecognizedexchangecontroller相關(guān)認(rèn)可控制人relevantrecognizedmarket有關(guān)認(rèn)可市場(chǎng)relevantsecurities有關(guān)證券relevantsharecapital有關(guān)股本relevantshares有關(guān)股份relevanttime有關(guān)時(shí)間remittance轉(zhuǎn)付remuneration報(bào)酬repealedOrdinance已廢除條例repealedSecuritiesRules已廢除的《證券規(guī)則》report報(bào)告reportablematter須報(bào)告事項(xiàng)reportableposition須申報(bào)的持倉(cāng)量reportingcurrency申報(bào)貨幣reportingday申報(bào)日reportingperiod申報(bào)期representation陳述representative代表repurchasetransaction回購(gòu)交易requiredliquidcapital規(guī)定速動(dòng)資金requiredliquidcapitaldeficit規(guī)定速動(dòng)資金短欠數(shù)額respondent答辯人responsibleofficer負(fù)責(zé)人員review復(fù)核rightsissue供股RiskManagementCommittee風(fēng)險(xiǎn)管理委員會(huì)rollingbalancecashclient滾存結(jié)余現(xiàn)金客戶rules規(guī)章ruling裁定Secretary局長(zhǎng)securities證券securitiesadviser證券顧問SecuritiesandFuturesAppealsTribunal上訴審裁處securitiesandfuturesindustry證券期貨業(yè)securitiesandfuturesmarket證券期貨市場(chǎng)securitiesborrowingandlendingagreement證券借貸協(xié)議securitiescollateral證券抵押品securitiesconsultant證券顧問securitiesdealer證券交易商；證券經(jīng)紀(jì)securitiesmarginfinancing證券保證金融資SecuritiesMarketMaker證券莊家segregatedaccount獨(dú)立賬戶SEOCH期權(quán)結(jié)算公司served送達(dá)servicebureau服務(wù)單位settlement交收settlementdate交收日期shadowdirector幕后董事share股份shareregistrar股份登記員ShareRepurchaseCode《股份購(gòu)回守則》shareholdercontroller股東控制人shortposition淡倉(cāng)shortselling賣空shortsellingorder賣空指示specialdebtsecurities特別債務(wù)證券specifiedamount指明款額specifiedamountrequirements指明數(shù)額規(guī)定specifiedbankregulator指明銀行規(guī)管當(dāng)局specifiedcreditrating指明信貸評(píng)級(jí)specifieddebtsecurities指明債務(wù)證券specifieddecision指明決定specifiedexchange指明交易所specifiedfuturesexchange指明期貨交易所specifiedinstrument指明文書specifiedinvestments指明投資項(xiàng)目specifiedjurisdiction指明司法管轄區(qū)specifiedlicensedcorporation指明持牌法團(tuán)specifiedlicensingcondition指明發(fā)牌條件specifiedpercentagelevel指明百分率水平specifiedperson指明人士specifiedrecipient指明收受者specifiedrisks指明風(fēng)險(xiǎn)specifiedsecurities指明證券spe