并購(gòu)常用文件清單（中英文對(duì)照）

并購(gòu)常用文件清單（中英文對(duì)照）并購(gòu)常用文件清單（中英文對(duì)照）LISTOFREGULARDOCUMENTSFORMERGERSANDACQUISITIONSListofcompletiondocuments:Acquisitionofatargetcompanybythebuyernamefromtheseller一Preliminarydocuments初步文件1.Confidentialityletter/agreement保密函/保密協(xié)議2.Exclusivityletter/agreement排他函/排他協(xié)議3.LetterofIntent意向書4.Documentationrequestlistforlegalduediligence/Duediligencequestionnaire法律盡職調(diào)查文件清單/盡職調(diào)查問(wèn)卷5.(Virtual)dataroomrules（虛擬）數(shù)據(jù)室規(guī)則二Principaldocuments主要文件1.SharePurchaseAgreement股權(quán)收購(gòu)協(xié)議2.Agreementofallocationofliabilities負(fù)債分配協(xié)議3.InformationMemorandum信息備忘錄4.AuctionProcessLetter拍賣程序函5.EscrowAgreement托管協(xié)議Three.Financedocuments/matters三、金融類文件/事項(xiàng)1.Loandocumentation貸款記錄2.Waivers棄權(quán)書3.Financingarrangementdocuments融資安排文件4.Newbankmandates新的銀行委托書5.Bankcertificates,cashbookbalancesandreconciliations銀行資信證明、現(xiàn)金賬面余額和對(duì)賬單6.Companychequebook公司支票簿8.Companyprincipalaccounts公司主要賬戶Four.Duediligencereports/consentss四、盡職調(diào)查報(bào)告/同意書1.Legalduediligencereport法律盡職調(diào)查報(bào)告2.Financial/accountants'duediligence財(cái)務(wù)/會(huì)計(jì)人員的盡職調(diào)查3.Certificateoftitle/reportontitle產(chǎn)權(quán)證書/產(chǎn)權(quán)報(bào)告4.Insurance,environmentalreports保險(xiǎn)、環(huán)境報(bào)告6.ApplicationsandconsentsfromMOFCOMoritsbranch,orothercompetitionauthorities向商務(wù)部或地方商務(wù)主管部門、或者其他競(jìng)爭(zhēng)主管部門提交的申請(qǐng)書及同意書7.Documentsforanyshareholderapproval,ienoticeofgeneralmeeting,resolutionsetc股東大會(huì)通知、股東決議等股東批準(zhǔn)文件Five.Ancillary五、輔助性文件1.Pre-emptionwaiver/consentletter優(yōu)先購(gòu)買權(quán)棄權(quán)書/同意函2.Stocktransferapplication(tobeexecutedorstamped)股票轉(zhuǎn)讓申請(qǐng)書（待簽署或蓋章）3.Sharecertificates/capitalcontributioncertificate股權(quán)證書/出資證明書4.PowerofAttorney(executingdocuments)授權(quán)委托書（簽署文件）5.PowerofAttorney(votingonsharespendingregistration)授權(quán)委托書（就辦理登記中的股份進(jìn)行表決）6.Boardminutes(approving/completionboardmeetings)—Seller董事會(huì)會(huì)議記錄（批準(zhǔn)/結(jié)束董事會(huì)會(huì)議—賣方7.Boardminutes(approving/completionboardmeetings)—Buyer董事會(huì)會(huì)議記錄（批準(zhǔn)/結(jié)束董事會(huì)會(huì)議）—買方8.Boardminutes(approving/completionboardmeetings)—targetgroup董事會(huì)會(huì)議決議（批準(zhǔn)/結(jié)束董事會(huì)會(huì)議）—目標(biāo)集團(tuán)9.Lettersofresignationofdirectorsand/orsecretary董事和/或秘書辭任函Letterofresignationofauditors審計(jì)師辭任函Employmentdocuments聘用文件12.Service/consultancyagreement服務(wù)/咨詢顧問(wèn)協(xié)議Generalmeetingdocumentation(iewhenreplacing/alteringarticlesofassociationetc)股東大會(huì)文件（如，在公司章程修訂/變更時(shí)）Six.CompanyRegistrationDocuments六、公司登記注冊(cè)文件1.BusinessLicenses,articlesofassociation,permitsandotherregistrationdocuments(currentandhistorical)營(yíng)業(yè)執(zhí)照、公司章程、許可及其他登記注冊(cè)文件（當(dāng)前和歷史文件）2.resolutionstobefiledatrelevantregistrationdepartments,iechangeofname,increaseinregisteredcapital,alterationofarticlesofassociationetc向相關(guān)登記主管部門提交的決議，如公司名稱變更、增資、公司章程變更等3.Documentstobekeptonrecord(changeofregisteredoffice,appointmentofnewdirector/supervisor/seniorexecutives,changeofaccountingreferencedate)備案文件（注冊(cè)地址變更、委任新董事/監(jiān)事/高級(jí)管理人員、會(huì)