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AAM『
AdvancingSafetyinHealthcareTechHOJogy
ANSIAAMIST79-2017
Comprehensiveguidetosteam
sterilizationandsterilityassurancein
healthcarefacilities
American
NationalStandard
ObjectivesandusesofAAMI
standardsandrecommended
practices
IlisnlostimportantthattheobjectivesandpotentialusesofanEachAAMIstandardorrecoinInendedpracticereflectsthe
AAMIproductstandardorrecommendedpracticeareclearlycollectiveexpertiseofacommitteeofheahhcareprofessionalsand
understood.TheobjectivesofAAMI'stechnicaldevelopmentindustrialrepresentatives,,vhose,vorkhasbeenreviewed
progran1derivefronlAAMI'soverallInission:(headvance!nenlofnationally(andson1etinlesintemationally).Assuch,theconsensus
medicalinstrumentation.Essentialtosuchadvancementare(1)arecommendationsembodiedinastandaidorrecommendedpracticeare
continuedincreaseinthesafeandeffectiveapplicationofcurrentintendedtorespondtoclinicalneedsand,ultinlately.tohelp
techoologiestopatientcare,and(2)theencounIgementofnewensurepatientsafety.AstandardorrecoinInendedpracticeis
technologies.ItisAAlMl'sviewthatstandiirdsandrecommendedlilniied.however,in(hesense(hatitrespondsgenerallyto
practicescancontributesignificantlytotheadvancementofperceivedrisksandconditionsthatmaynotalwaysberelevantto
medicalinstrunIentation,providedthattheyaredraftedwithspecificsituations.Astandardorrecotn111endedpracticeisan
attentiontotheseobjectivesandprovidedthatarbitraryandiniportantreferenceinresponsibledecision-nlaking,butilshould
restrictiveusesareavoided.neverreplaceresponsibledecision-making.
AvoluntarystandardfbranledicaldevicerecommendstotheDespiteperiodicreviewandrevision(atleastonceeveryfive
nIanufacturertheinfonnationthatshouldbeprovidedwithoronyears),astandardorrecon1n1endedpracticeisnecessarilyastatic
theproduct,basicsafetyandperformancecriteriathatshouldbedocumentappliedtoadynamictechnology.Therefore,astandards
consideredinqualifyingthedevicefbrclinicaluse,andtheusermustcarefullyreviewthereasonswhythedocumentwasin
measurenlenitechniquesthatcaobeusedtodeterminewhethertheitiallydevelopedandthespecificrationalefbreachofits
deviceconfonuswiththesafetyandperfolmancecriteriaand/ortoprovisions.Thisreviewwillreveal,vhetherthedocumentremains
comparetheperformancecharacteristicsofdifferentproducts.relevanttothespecificneedsoftheuser.
Somestandardseinphasize(heiofbnnationthaishouldbeprovidedParticularcareshouldbetakeninapplyingaproductstandard(o
withthedevice,includingperformancecharacteristics,instructionsforexistingdevicesandequipnlent,andinapplyingarecomn1ended
use.warningsandprecautions,andotherdataconsideredpracticetocurrentproceduresandpractices.Whfleobservedor
importantinensuringthesafeandeffectiveuseofdiedeviceintheclinpotentialrisksWithexistingequipmenttypicallyIbrmthebasisfbr
icalenvironment.Recomnlendingthedisclosureofthesafetyandperfbmlancecriteriadefinedinastandard,
performancecharacteristicsoftennecessitatesthedevelopmentofprofessionaIjudgmentmustbeusedinapplyingthesecriteriato
specializedlestmethodstofacilitateuniformityinreporting;existingequipment.Nosinglesourceofinformationwillserveto
reachingconsensusonthesetestscanrepresentaconsiderablepanofidentifyaparticularproductas"unsafe".Avoluntarystandardcan
conunitteework.Whenadraftingcommitteedeiernlines(hatbeusedasoneresource,buttheuItimatedecisionastopnxluct
clinicalconcernswarranttheestablishmentofIni11iniunisafetysafetyandefficacymusttakeintoaccountthespecificsofitsuti
andperformancecriteria,refereetestslnus<beprovidedandthelizationand,ofcourse,cost-benefitconsiderations.Similarly,a
reasonsforestablishingthecriteriamustbedocunlentcdintherecom,nendedpracticeshouldbeanalyzedinthecontextofthe
rationale.specificneedsandresourcesoftheindividualinstitutionorfinn.
AreconIntendedpracticeprovidesguidelinesfbrtheuse.care,Again,therationaleaccompanyingeachAAMIstandardand
and/orprocessingofamedicaldeviceorsysteln.Arecotrunendedrecomn1endedpracticeisanexcellentguidetothereasoningand
practicedoesnotaddressdeviceperformanceperse,butratherdataunderlyingitsprovision.
proceduresandpracticesthatwillhelpensurethatadeviceisusedInsurrunary.astandardorrecommendedpracticeistruly
safelyandeffectivelyand(HatitsperfonnancewillbeInaintained.usefulonly,.vhenitisusedinconjunctionwithothersourcesof
Althoughadevicestandardisprinlarilydirectedtothemanuinformationandpolicyguidanceandinthecontextofprofessional
facturer.itmayalsobeofvalueiothepotentialpurchaseroruseroftheexpeiienceandjudgmenl.
deviceasaframeofreferencefbrdeviceevaluation.Similarly,even
d1ougharecon1n1endedpracticeisusualJyorientedtowardsINTERPRETATIONSOFAAMI
healthcareprofessionals,itmaybeusefultothemanufacturerinSTANDARDSAND
betterunderstandingtheenvironmentinwhichamedicaldevicewillRECOMMENDEDPRACTICES
beused.Also,somerecommendedpractices,
,vhilenotaddressingdeviceperfonnancecriteria,provideRequestsforinterpretationsofAAMIstandardsandrecommended
guidelinestoindustrialpersonnelonsuchsubjectsassterilizationpracticesmustbemadeinWriting,totheAAfVlIVicePresident.
processing,metllodsofcollectingdatatoestablishsafetyandStandardsPolicyandProgranIs.AnofficialinterpretalionInustbe
efficacy,hunlanengineering,andotherprocessingorevaluationapprovedbyletterballotoftheoriginatingcommitteeand
techniques;suchguidelinesmaybeusefultohealthsubsequentlyreviewedandapprovedbytheAAMIStandards
careprofessionalsinunderstandingindustrialpractices.Board.Theinterpretation.viiibecomeofficialandrepresentationof
IndeterriIiJlingwhetheranAAMIstandardorrecon1111endedtheAssociationonlyuponexhaustionofanyappealsandupon
practiceisrelevant(othespecificneedsofapotentia1userofthepublicationornoticeofinterpretationinrhe"StandardsMonitor"
document,severalimportantconceptsmustberecognized:sectionoftheAAMINews.TheAssociationfortheAdvancc.nenl
AllAAl'vllstandiirdsandrecommendedpracticesarevoluntaryofMedicalInstru!1lentationdisdainIsresponsibiJjtyfbrany
(unless,ofcourse,theyareadoptedbygovernn1entregulatoryorcharacterizationorexplanationofastandardorrecommended
procurer!Ientauthorities).TheapplicationofastandardorpracticeWhichhasnotbeendevelopedandcommunicatedin
recolnnlendedpracticeissolely,vithi.nthediscretionandaccordancewiththisprocedureandwhichisnotpublished,by
professionaljudgmentoftheuserofthedocument.appropriatenotice,asanofficialintelpretationintheAAMINelvs.
AmericanNationalStandardANSI/AAMIST79:2017
(RevisionofANSI/AAMIST79:2010/(R)2014&A1:2010&A2:2011&A3:2012&A4:2013)
Comprehensiveguidetosteamsterilizationand
sterilityassuranceinhealthcarefacilities
Abstract:Thisrecommendedpracticecoverssteamsterilizationinhealthcarefacilities.The
recommendationsareintendedtopromotesterilityassuranceandtoguidehealthcarepersonnelin
theproperuseofprocessingequipment.Includedwithinthescopeoftherecommended
practicearefunctionalandphysicaldesigncriteriaforsterilizationprocessingareas
(decontamination,preparation,sterilization,andsterilestorageareas);staffqualifications,
education,andotherpersonnelconsiderations;processingprocedures;installation,care,and
maintenanceofsteamsterilizers:qualitycontrol;andqualityprocessimprovement.
Keywords:ambulatorycarefacilities,cleaning,continuousqualityimprovement,decontamination,dentaloffice,
immediate-usesteamsterilization(IUSS),moistheatsterilization,packaging,qualitycontrol,
qualitysystem,saturatedsteam,sterilestorage,sterilizationcontainers,surgicalinstruments,
table-topsterilizers
AAMI
Singleuserlicense.Furthercopying,networking,anddistributionprohibited.
AAMIRecommendedpractice
ThisAssociationfortheAdvancementofMedicalInstrumentation(AAMI)recommendedpracticeimpliesaconsensusofthose
substantiallyconcernedwithitsscopeandprovisions.TheexistenceofanAAMIrecommendedpracticedoesnotinany
respectprecludeanyone,whethertheyhaveapprovedtherecommendedpracticeornot,frommanufacturing,marketing,
purchasing,orusingproducts,processes,orproceduresnotconformingtotherecommendedpractice.AAMI
recommendedpracticesaresubjecttoperiodicreview,andusersarecautionedtoobtainthelatesteditions.
CAUTIONNOTICE:ThisAAMIrecommendedpracticemayberevisedorwithdrawnatanytime.AAMIproceduresrequirethat
actionbetakentoreaffirm,revise,orwithdrawthisrecommendedpracticenolaterthanfiveyearsfromthedateofpublication.
InterestedpartiescanobtaincurrentinformationonallAAMIdocumentsbycallingorwritingAAMl.
AllAAMIstandards,recommendedpractices,technicalinformationreports,andothertypesoftechnicaldocumentsdeveloped
byAAMIarevoluntary,andtheirapplicationissolelywithinthediscretionandprofessionaljudgmentoftheuserofthe
document.Occasionally,voluntarytechnicaldocumentsareadoptedbygovernmentregulatoryagenciesorprocurement
authorities,inwhichcasetheadoptingagencyisresponsibleforenforcementofitsrulesandregulations.
Publishedby
AAMI
4301N.FairfaxDr.,Suite301
Arlington.VA22203-1633
?2017bytheAssociationfortheAdvancementofMedicalInstrumentationAll
RightsReserved
Publication,reproduction,photocopying,storage,ortransmission,electronicallyorotherwise,ofalloranypartofthis
documentwithoutthepriorwrittenpermissionoftheAssociationfortheAdvancementofMedicalInstrumentationisstrictly
prohibitedbylaw.Itisillegalunderfederallaw(17U.S.C.§101,etseq.)tomakecopiesofalloranypartofthisdocument
(whetherinternallyorexternally)withoutthepriorwrittenpermissionoftheAssociationfortheAdvancementof
MedicalInstrumentation.Violatorsrisklegalaction,includingcivilandcriminalpenalties,and
damagesof$100,000peroffense.Forpermissionregardingtheuseofalloranypartofthisdocument,completethereprint
requestformatorcontactAAMI,4301N.FairfaxDr.,Suite301,Arlington,VA22203-1633.Phone:+1-703-525-
4890;Fax:+1-703-525-1067.
WiththepermissionofCanadianStandardsAssociation,(operatingasCSAGroup),materialisreproducedfromCSAGroup
standard2314.8-00,DecontaminationofreusablemedicaldeviceswhichiscopyrightedbyCanadianStandards
Association,178RexdaleBlvd.,Toronto,ON.M9W1R3.ThismaterialisnotthecompleteandofficialpositionofCSA
Grouponthereferencedsubject,whichisrepresentedsolelybythestandardinitsentirety.Whileuseofthematerialhasbeen
authorized,CSAGroupisnotresponsibleforthemannerinwhichthedataispresented,norforanyinterpretationsthereof.
Nofurtherreproductionispermitted.FormoreinformationortopurchasestandardsfromCSAGrouppleasevisit
http://shop.csa.ca/orcall1-800-463-6727.
PrintedintheUnitedStatesofAmerica
ISBN978-1-57020-675-7
AAMI
Singleuserlicense.Furthercopying,networking,anddistributionprohibited.
ContentsPage
Glossaryofequivalentstandardsix
Committeerepresentationxii
Forewordxv
Introduction:Needfortherecommendedpractice1
1Scope3
1.1General3
1.2Inclusions3
1.3Exclusions3
2Definitionsandabbreviations4
3Designconsiderations12
3.1Generalconsiderations12
3.2Workareadesignandfunctionalworkflow12
3.2.1Designcriteria12
3.2.2Functionalworkflowpatterns14
3.2.3Trafficcontrol15
3.3Utilities17
3.3.1Mechanicalsystems17
3.3.2Electricalsystems17
3.3.3Steamforsterileprocessing17
3.3.4Utilitymonitoringandalarmsystems18
3.3.5Generalfacilitydesignrequirements18
3.3.6Specialarearequirementsandrestrictions21
3.3.7Emergencyeyewash/showerequipment24
4Personnelconsiderations25
4.1Generalconsiderations25
4.2Qualifications25
4.2.1Supervisorypersonnel25
4.2.2Sterileprocessingpersonnel25
4.3Educationandtraining26
4.3.1Sterileprocessingpersonnel26
4.3.2Servicepersonnel26
4.3.3Otherpersonnel27
4.4Healthandpersonalhygiene27
4.5Attire27
4.5.1Generalconsiderations27
4.5.2Decontaminationarea/room28
4.6Standardandtransmission-basedprecautions29
5Receiving30
5.1Generalconsiderations30
5.2Receivingofpurchasedorloaneditems30
5.2.1Generalconsiderations30
5.2.2New,repaired,andrefurbishedreusableitems30
5.2.3Loanedorborrowedinstrumentation30
5.2.4Rigidsterilizationcontainersystems31
5.2.5Disposableitems32
5.3Dispositionofsterileitems(issuedbutnotused)32
6Handling,collection,andtransportofcontaminateditems33
6.1Generalconsiderations33
6.2Separationofwasteandreusableitemsatpointofuse33
6.3Point-of-usecareandhandlingofcontaminatedreusableitems34
6.4Containment35
6.5Transport36
AAMI
Singleuserlicense.Furthercopying,networking,anddistributionprohibited.
36
6.5.1Segregationofclean/sterileitems二36
6.5.2Transportationschedulingandroutes36
6.5.3Transportationequipment336
6.5.4Handtransport:
:37
6.5.5Dedicatedlifts37
6.5.6Transportbetweenbuildings二37
6.5.7Off-sitetransportation
7Cleaning.dismfection(microbicidalprocesses),andotherdecontaminationsteps39
7.1Generalconsiderations39
7.2Policiesandprocedures39
7.3Manufacturer'swrittenIFU40
7.4Decontamination40
7.4.1Generalconsiderationsforalldevicesandutensils40
7.4.2Specialconsiderations41
7.5Preparationforcleaning41
7.5.1Presoaking41
7.5.2Sortinganddisassembly41
7.6Cleaning43
7.6.1Generalconsiderations43
7.6.2Deviceswithlumens44
7.6.3Cleaningagents.44
7.6.4Methodsofcleaning44
8Preparationandassemblyofinstruments50
8.1Generalconsiderations50
8.2Instruments50
8.3Deviceswithlumens51
8.4Basinsandbasinsets51
8.5Textilepacks51
9Packaging52
9.1Generalconsiderations女
9.2Selectionofsterilebarriersystems
9.3Packagelabeling
...52
9.4Packageclosures...S3
9.5Sterilizationwrap
...噴53
9.5.1Generalconsiderations
9.5.2Wovenwraps
9.5.3Nonwovenwraps
9.5.4Pa.per-plasticpouches...53
9.6Wrappingtechniques...S4
55
9.6.1Simultaneousdouble-wrapping:envelopefold55
9.6.2Simultaneousdouble-wrapping:squarefold56
9.6.3Sequentialwrapping:envelopefold57
9.6.4Sequentialwrapping:squarefold
5嗡8
9.7Sterilitymaintenancecovers
9.8Rigidsterilizationcontainersystems
10Sterilization61
10.1Loadingthesterilizer61
10.1.1Generalconsiderations61
10.1.2Paper-plasticpouches61
10.1.3Instrumentsets61
10.1.44Te
61
6162
10.1.5UtensilsandglasswareA9
10.1.6Rigidsterilizationcontainersystems
10.1.7Liquids
10.1.8.8Powdersandoils
63
10.2Sterilizationparameters63
10.2.1Generalconsiderations63
10.2.2Sterilizationcycles63
10.2.3Immediate-usesteamsterilization63
AAMI
Singleuserlicense.Furthercopying,networking.anddistributionprohibited.
10.3Unloadingthesterilizer64
10.3.1Unloadingsterilizershavingachambervolumelargerthan2cubicfeet64
10.3.2Unloadingtable-topsterilizers(sterilizershavingachambervolumeoflessthanorequal
to2cubicfeet)64
10.4Handlingandinspectionafterunloadingthesterilizer65
11Storageandtransportation
11.1Sterilestorage66
11.1.1Storagefacilities66
11.1.2Sterilitymaintenancecovers66
11.1.3Shelflife66
11.2Distribution67
11.2.1Handlingandinspection67
11.2.2Distributioncontainers67
11.3Transportofsterilepackageditems67
11.3.1Generalconsiderations67
11.3.2Tablesandcarts(openorclosed)67
11.3.3Handtransport67
11.3.4Dedicatedlifts68
11.3.5Off-sitetransportation68
12Installation,care,andmaintenanceofsterilizers69
12.1Generalrationale嚼
12.2Instructionmanuals
12.3Installation嚏
12.4Routinecare
12.5Preventivemaintenance
..70
12.5.1Generalconsiderations...70
12.5.2Scheduledmaintenance
..7縹0
12.6Calibration
12.7Record-keeping
13Processmonitoring.testing.andqualitycontrol
13.1Generalconsiderations72
13.2Monitoringofmechanicalcleaningequipment72
13.3Productidentificationandtraceability72
13.3.1Generalconsiderations72
13.3.2Packagelabelingandexpirationdating,ifapplicable72
13.3.3Sterilizerrecords73
73
13.3.4Recordretention73
13.4Sterilizationprocessmonitoring77
13.5Sterilizationprocessmonitoringdevices77"
13.5.1Physicalmonitors
13.5.2Chemicalindicators80
13.5.3Biologicalindicators81
13.5.4Processchallengedevices82
13.6Routineloadrelease82
13.6.1Processmonitoringdevices82
82
13.6.2Releasecriteriafornonimplants83
13.6.3Releasecriteriaforimplants84
13.6.4Sterilizationprocessfailure84
13.7Routinesterilizerefficacymonitoring84
13.7.1Generalconsiderations87
13.7.2Routinebiologicalmonitoringofsterilizerslargerthan2cubicfeet88
13.7.3Routinebiologicalmonitoringoftable-topsterilizers(lessthanorequalto2cubicfeet)89
13.7.4Routinebiologicalsterilizerefficacymonitoringofgravity-displacementcycles94
13.7.5ActionstotakewhenBis,Cis,orphysicalmonitorsindicateasterilizationprocessfailure97
97
13.7.6RoutineBowie-Dicktestingofdynamic-air-removalsterilizers97
13.8Qualificationtesting
13.8.1Generalconsiderations
13.8.2Qualificationtestingofsterilizershaveachambervolumelargerthan2cubicfeet
13.8.3Qualificationtestingoftable-topsterilizers(sterilizershavingachambervolumelessthan
orequalto2cubicfeet).99
13.9Periodicproductqualityassurancetestingofroutinelyprocesseditems101
AAMI
Singleuserlicense.Furthercopying,networking,anddistributionprohibited.
13.9.1Generalconsiderations101
13.9.2Processverification102
13.9.3Productfamilies102
13.9.4Verificationtestingprocedure103
13.10Periodicproductqualityassurancetestingofrigidsterilizationcontainersystems104
13.10.1Generalconsiderations104
13.10.2Userresponsibilities104
14Qualityprocessimprovement106
14.1Generalconsiderations106
14.2Qualityprocess106
14.2.1Generalconsiderations106
14.2.2Qualitysystemmodel106
14.2.3Riskanalysis107
14.3Suppliercommunication110
14.4Repairrecords110
14.5Processingpoliciesandprocedures110
15Newproductevaluation111
15.1Generalrationale111
15.2Considerations111
Tables
1lES-recommendedilluminancelevelsforworkenvironments20
2Sterilizationprocessmonitoringrecommendations75
3Typesandapplicationsforuseofsterilizationmonitoringdevices76
4Potentialcausestobeinvestigatedforsteamsterilizationprocessfailures92
5Summaryoftestconfigurationsforprepurchaseevaluationofrigidsterilizationcontainersystems105
E.1Levelsofdisinfectionaccordingtotypeofmicroorganism131
E.2Occupationalexposurelimitsfo
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